Charles Schwab & Co.

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  1. Articles

    Rival Fidelity shows up uninvited at Schwab Impact

    Fidelity takes an opportunity to steal some of Charles Schwab's spotlight during the Impact conference, bombarding attendees with its own marketing assault.

  2. Articles

    Bernie Clark's call to action: Advisers must make industry friendly to the young

    As retirees draw down assets, advisers must hire minorities and women to capture future wealth.

  1. Articles

    Schwab launches program to boost diversity in RIA industry

    Initiative will help educate advisers about recruiting women, young people and minorities.

  2. Articles

    SEC penalizes 13 firms for improper sales of Puerto Rican bonds

    The SEC cracks down on financial firms, including Schwab, J.P. Morgan Securities, Lebenthal, Oppenheimer, TD Ameritrade, UBS and Wedbush for selling risky debt beneath the minimum allotment of $100,000 for a single transaction.

  3. Articles

    A call to arms for advisers to champion the fiduciary standard

    Long-time fee-only advisers fear loss of a competitive edge as brokers blur the lines in the advice industry.

  4. Articles

    The Fed's QE sleight of hand: Please ignore that $4.5T balance sheet

    Breakfast with Benjamin - The Federal Reserve's QE sleight of hand, cheap oil's winners and losers, Schwab bringing advisers premium Morningstar access, and more.

  5. Articles

    Schwab expands commission-free trading platform for ETFs

    Schwab expands commission-free trading platform for ETFs Seen as a win for investors and participating fund companies Sep 18, 2014 @ 3:00 pm By Trevor Hunnicutt + Zoom The Charles Schwab Corp. on Thursday unveiled a long-planned expansion of OneSource, its commission-free trading platform for ETFs,

  6. Articles

    Morgan sets sights on Schwab's financial consultants

    In battle to recruit affordable talent and assets, Morgan Stanley risks legal fallout to pursue discount broker's advisers.

  7. Articles

    Morgan Stanley dodges $15 million raiding claim

    Charles Scwab's $15 million arbitration claim against Morgan Stanley for hiring brokers from its San Francisco office was rejected.

  8. Articles

    TD Ameritrade swims upmarket

    United Capital's chief executive, Joe Duran, admits that three years ago, he would not have considered putting any of his millionaire clients' money with TD Ameritrade Institutional.

  9. Articles

    Advisers rebuilt investors' faith

    The Charles Schwab Corp. had a few challenging years following the financial crisis. But a focus on the RIA business has paid off as the firm's RIA custody unit crossed $1 trillion in assets last fall.

  10. Articles

    Schwab preps robo offering

    CEO Walt Bettinger says his firm is working on a “groundbreaking” online advice platform, though details and a timeframe remain unclear.

  11. Articles

    Global markets start to realize the risks of Russia's move into Ukraine

    Friday's menu: Investors waking up to Putin's Russia risks. Plus: Russia's debt downgraded as Kerry issues another warning; U.S. manufacturing comes back (but housing has not); how about this call: gold to hit $5,000 an ounce; the SEC starts to dissect liquid alt funds; and how sanctions are ...

  12. Articles

    Schwab's all-ETF 401(k) platform revs up competition

    There’s no question that Schwab’s all-ETF 401(k) offering will inspire competitors to do the same, but whether plan sponsors will embrace these ETF-based plans remains to be seen. Charles Schwab & Co. Inc. on Wednesday announced the long-awaited launch of its all-ETF 401(k) platform, after

  13. Articles

    Schwab to give unhappy clients a fee refund

    If you’re not happy with Charles Schwab, you’re welcome to a refund. The Charles Schwab Corp. announced Monday a program that would allow some of its advisory clients to request a refund of the prior quarter’s program fees “if, for any reason, they are not happy.” The so-called “Accountability