Financial Services Institute Inc. (FSI)

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  1. Articles

    Financial industry asks DOL for more time on fiduciary rule

    Groups say they need an extra 45 days above the 75-day comment period to respond.

  2. Articles

    Are brokers being branded with a scarlet 'S'?

    Proponents of a fiduciary standard are ganging up on commission-based advisers through public shaming regarding the Suitability standard.

  1. Articles

    DOL head says fiduciary standard will happen

    Secretary Perez has confidence his agency will complete work on the rule before Obama's term ends.

  2. Articles

    With Obama's push, is fiduciary a done deal? Not so fast

    Advisers, experts weigh in on DOL fiduciary rule's prospects and what it might end up looking like.

  3. Articles

    DOL fiduciary rule stalls again as brokerage industry makes last-minute push against it

    The Labor Department's proposal to impose a fiduciary standard on retirement advisers has stalled as the brokerage industry makes one more, eleventh-hour bid to change it.

  4. Articles

    Prepping the advice business for cybersecurity laws, and vice versa

    FSI sets sights on shaping any legislation dealing with data breaches and privacy to avoid 'one-size-fits-all.'

  5. Articles

    FSI to zero in on state advocacy this year

    Group set to launch lobbying days in Florida, Texas, New York and California.

  6. Articles

    Cetera president blasts White House memo defending DOL fiduciary

    Arguments continue on both sides about the merits of the recently-leaked White House memo and what it means for the standard's future prospects.

  7. Articles

    10 developments to watch in the independent broker-dealer industry in 2015

    Advisers and their independent broker-dealers saw movement last year in regulation, investment products, business strategies, retirement vehicles and more. Here are 10 of the hottest topics, which are sure to continue to evolve as the year unfolds.LPL strapped with compliance chargesLPL Financial,

  8. Articles

    FSI to fight rollout of auto IRAs

    As Illinois pushes ahead with its automatic retirement savings account program, the Financial Services Institute argues the savings plans pose competition to advisers and will work to discourage other states from following suit.

  9. Articles

    SIFMA invokes fear of cyberterrorists in plea to fold CARDS

    Major Wall Street interest group cites cost, regulatory creep and impact on civil liberties in attack on Finra's data-gathering proposal.

  10. Articles

    FSI warns of 'false positives' under CARDS

    IBD organization expresses suitability concerns with regulator's proposed data-collection system and predicts cost of $250,000 to $1 million — with ongoing maintenance above that.

  11. Articles

    Finra expected to adopt CARDS despite vocal industry resistance

    Opponents like SIFMA and FSI remain wary of the potential costs, customer data security, but Finra asserts that CARDS will help investors.

  12. Articles

    Advisers hope GOP Senate will be good for Washington productivity

    Investment advisers optimistic that Republican takeover of the Senate will create a better political atmosphere.

  13. Articles

    FSI offers long-term disability, life insurance to members

    Program guarantees members coverage at a group rate FSI has secured as the plan sponsor.