LPL Financial

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Watch breaking news videos and read news updates about LPL Financial on investmentnews.com

  1. Articles

    Two big developments in retirement planning grab advisers' attention

    Social Security and annuities make news, LPL's regulatory headaches continue, and the rest of this week's must-read stories for advisers.

  2. Articles

    The regulatory hits keep coming for LPL Financial

    The rest of this week's must-read stories include Betterment's robo-adviser for humans, big changes afoot in Social Security, and a focus on picking the right alternatives for clients

  1. Articles

    Two high-profile adviser terminations take center stage

    This week's must-read stories for advisers include employment drama at LPL and Merrill, Bill Gross speaking out, and a renewed push for more women in advice.

  2. Articles

    LPL to weigh in on tax reform with new federal policy push

    Nicole Petrosino, LPL's new head of federal government relations, outlines the firm's agenda, including getting advisers in front of their own elected officials

  3. Articles

    LPL wants bigger voice in Washington

    The independent broker-dealer is set to open a public affairs office in the nation's capital in response to increased federal regulation.

  4. Articles

    Helping advisers unlock their full value

    "Time is precious. So it is important to lead a meaningful life." This lesson was delivered with tremendous power to over 5,200 attendees at our firm's annual focus 2014 conference, held recently in San Diego for our clients, sponsors, employees and guests. The messengers on this occasion were Bob

  5. Articles

    $450 million hybrid RIA network launches with LPL

    Financial Advocacy Network, a collective of 13 advisers with $450 million in assets, is hoping to grow to $1 billion in five years

  6. Articles

    LPL's chief investment officer reads market tea leaves

    Burt White is sticking to his previous call that stocks will produce 10% gains in 2014, with room potentially to move slightly higher.

  7. Articles

    LPL's chief market strategist resigns

    The indie B-D behemoth is facing more turnover at the top, this time among its team of investment management professionals.

  8. Articles

    How will LPL's new tech platform measure up against the competition?

    Questions remain about whether ClientWorks will be on par with other third-party open architecture platforms for advisers.

  9. Articles

    LPL announces new tech platform

    ClientWorks system, including efficiency measures and mobile access, will be tested until release in spring 2015.

  10. Articles

    LPL cranks up oversight in response to regulators

    LPL Focus 2014: Firm CEO Mark Casady tells 3,500 advisers to be ready for more requests for documentation and background.

  11. Articles

    This week's top stories for advisers

    As the week comes to a close, it's time to catch up on the advice industry's biggest developments that grabbed readers' attention.

  12. White Papers

    Protect and unlock your value through succession planning - InvestmentNews

    How succession planning can help increase your practice value, Avoiding the top transition pitfalls, Timing your exit to maximize value, and Simplified solutions for transitioning on your terms.

  13. Articles

    LPL acquiring retirement plan broker-dealer

    LPL gets back in the broker-dealer M&A hunt, adding to their retirement arm via Financial Telesis' 470 reps and RIA.