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LPL wants bigger voice in Washington
The independent broker-dealer is set to open a public affairs office in the nation's capital in response to increased federal regulation.
Helping advisers unlock their full value
"Time is precious. So it is important to lead a meaningful life." This lesson was delivered with tremendous power to over 5,200 attendees at our firm's annual focus 2014 conference, held recently in San Diego for our clients, sponsors, employees and guests. The messengers on this occasion were Bob
$450 million hybrid RIA network launches with LPL
Financial Advocacy Network, a collective of 13 advisers with $450 million in assets, is hoping to grow to $1 billion in five years
LPL's chief investment officer reads market tea leaves
Burt White is sticking to his previous call that stocks will produce 10% gains in 2014, with room potentially to move slightly higher.
LPL's chief market strategist resigns
The indie B-D behemoth is facing more turnover at the top, this time among its team of investment management professionals.
How will LPL's new tech platform measure up against the competition?
Questions remain about whether ClientWorks will be on par with other third-party open architecture platforms for advisers.
LPL announces new tech platform
ClientWorks system, including efficiency measures and mobile access, will be tested until release in spring 2015.
LPL cranks up oversight in response to regulators
LPL Focus 2014: Firm CEO Mark Casady tells 3,500 advisers to be ready for more requests for documentation and background.
This week's top stories for advisers
As the week comes to a close, it's time to catch up on the advice industry's biggest developments that grabbed readers' attention.
Protect and unlock your value through succession planning - InvestmentNews
How succession planning can help increase your practice value, Avoiding the top transition pitfalls, Timing your exit to maximize value, and Simplified solutions for transitioning on your terms.
LPL acquiring retirement plan broker-dealer
LPL gets back in the broker-dealer M&A hunt, adding to their retirement arm via Financial Telesis' 470 reps and RIA.
Indie reps happier at work than employee advisers: J.D. Power
Independent advisers continue to be happier at work than their colleagues who are employees of broker-dealers but the gap in job satisfaction among the two groups is narrowing. See how your firm ranks
At LPL, recruiting is warming up but nontraded REIT sales are cooling
After severe weather crimped its recruiting efforts over the winter, LPL Financial says it's seeing a return to normal levels of adviser movement but that the once-hot nontraded REIT market is cooling off.
LPL promotes two executives, does away with 'marketing'
LPL Financial continues to shake up its management two months after Derek Bruton, its popular managing director for independent adviser services, resigned suddenly. The company Thursday afternoon announced the promotion of two executives, Mimi Bock and Ryan Parker, to managing directors. It’s the
Let's keep perspective on high-frequency trading
Michael Lewis' book “Flash Boys: A Wall Street Revolt” (W.W. Norton & Co., 2014) has provoked a wave of media coverage regarding high-frequency trading.