LPL Financial

  1. All
  2. Articles
  3. White Papers

Watch breaking news videos and read news updates about LPL Financial on investmentnews.com

  1. Articles

    Former Vermont securities director joins LPL as a compliance officer

    John Cronin will oversee supervisors in the Northeast; 'it's like hiring an IRS guy to be your CPA.'

  2. Articles

    LPL recorded record revenue of $4.1 billion in 2013

    Last year's roaring stock market helped IBD bellwether LPL Financial post record results. The company expects commission revenue from sales of alternative investments such as nontraded REITs to dip from the elevated levels of 2013 but remain solid.

  1. Articles

    Is LPL Financial a $60 stock?

    Shares of LPL Financial rallied more than 60% last year and is bucking the broad market trend so far in 2014. At least one analyst has a $60 target. Is that realistic?

  2. Articles

    LPL upgrades mobile application

    Adviser feedback results in improvements to the app, including secure messaging.

  3. Articles

    UBS sees recruitment pay off in the fourth quarter

    With a year-end windfall of veteran advisers, the firm topped off a year of big gains. Check out how UBS stacks up against the other wirehouses.

  4. Articles

    LPL names president of retirement division

    LPL Financial will give a new title to the leader of its retirement division next year, the largest U.S. independent broker-dealer said in a statement Thursday. Bill Chetney will become president of LPL Retirement Partners on Jan. 1. He currently serves as executive vice president of LPL Retirement

  5. Articles

    The ghost of private placements past

    As the year comes to a close, it's evident that independent broker-dealers are racking up a bonanza from the sale of alternative investment products, namely nontraded REITs. Question is, have firms learned from past mistakes?

  6. White Papers

    Working Smarter: The Freedom and Control That Come From Owning Your Own Practice - InvestmentNews

    If you want to get started with your independent financial adviser practice, or simply brush up on what it takes, read this introductory guide to start preparing yourself for owning your own practice.

  7. White Papers

    Working Smarter: The Freedom and Control That Come From Owning Your Own Practice

    If you want to get started with your independent financial advisor practice, or simply brush up on what it takes, read our introductory guide to start preparing yourself for owning your own practice.

  8. White Papers

    RIA solutions: Integrated custody, clearing and broker-dealer services - InvestmentNews

    A new white paper from LPL Financial on the reasons today's successful RIAs look to LPL as their single source for comprehensive advisor solutions in an increasingly complex business environment.

  9. Articles

    Adviser channel migration trends

    A look at the top B-Ds by percentage of advisers that rate a 'strong likelihood' to consider joining, plus net change in AUM at each B-D.

  10. Articles

    For LPL, recruiting numbers add up

    In a good sign for the industry, recruiting came roaring back in the third quarter for LPL Financial, which added 154 net new registered reps and advisers. CEO Mark Casady says recruits came 'from all over.'

  11. White Papers

    RIA solutions: Integrated custody, clearing and broker-dealer services

    A new white paper from LPL Financial on the reasons today's successful RIAs look to LPL as their single source for comprehensive advisor solutions in an increasingly complex business environment.

  12. White Papers

    Closing the Gap Case Study

    Learn how Lincoln Savings Bank (LSB) leveraged LPL Financial's Income Spectrum for seeking potential income in a low-yield environment to win a $1.4 million account from four other competitors. LPL Financial's framework of educational resources can help you win clients previously out of reach.

  13. Articles

    LPL to shut start-up aimed at mass-market investors

    Plug gets pulled on a venture that promised to train young advisers to work with mass-market clients.

  @IN Wire

Mar 07 10:29PM
10 professions that need the most coffee to survive - I Love Coffee http://t.co/3XfZW17f0c
Mar 07 10:00PM
"J.P. Morgan Securities goes on recruiting offensive" http://t.co/Ag4rX0oR04 good read

Career Center

Explore your opportunities and be informed for your next move.

Company Type
Firm Type
Clearing Firm
Presented by