LPL Financial

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  1. Articles

    LPL acquiring retirement plan broker-dealer

    LPL gets back in the broker-dealer M&A hunt, adding to their retirement arm via Financial Telesis' 470 reps and RIA.

  2. Articles

    Indie reps happier at work than employee advisers: J.D. Power

    Independent advisers continue to be happier at work than their colleagues who are employees of broker-dealers but the gap in job satisfaction among the two groups is narrowing. See how your firm ranks

  1. Articles

    At LPL, recruiting is warming up but nontraded REIT sales are cooling

    After severe weather crimped its recruiting efforts over the winter, LPL Financial says it's seeing a return to normal levels of adviser movement but that the once-hot nontraded REIT market is cooling off.

  2. Articles

    LPL promotes two executives, does away with 'marketing'

    LPL Financial continues to shake up its management two months after Derek Bruton, its popular managing director for independent adviser services, resigned suddenly. The company Thursday afternoon announced the promotion of two executives, Mimi Bock and Ryan Parker, to managing directors. It’s the

  3. Articles

    Let's keep perspective on high-frequency trading

    Michael Lewis' book “Flash Boys: A Wall Street Revolt” (W.W. Norton & Co., 2014) has provoked a wave of media coverage regarding high-frequency trading.

  4. Articles

    Former Vermont securities director joins LPL as a compliance officer

    John Cronin will oversee supervisors in the Northeast; 'it's like hiring an IRS guy to be your CPA.'

  5. Articles

    LPL recorded record revenue of $4.1 billion in 2013

    Last year's roaring stock market helped IBD bellwether LPL Financial post record results. The company expects commission revenue from sales of alternative investments such as nontraded REITs to dip from the elevated levels of 2013 but remain solid.

  6. Articles

    Is LPL Financial a $60 stock?

    Shares of LPL Financial rallied more than 60% last year and is bucking the broad market trend so far in 2014. At least one analyst has a $60 target. Is that realistic?

  7. Articles

    LPL upgrades mobile application

    Adviser feedback results in improvements to the app, including secure messaging.

  8. Articles

    UBS sees recruitment pay off in the fourth quarter

    With a year-end windfall of veteran advisers, the firm topped off a year of big gains. Check out how UBS stacks up against the other wirehouses.

  9. Articles

    LPL names president of retirement division

    LPL Financial will give a new title to the leader of its retirement division next year, the largest U.S. independent broker-dealer said in a statement Thursday. Bill Chetney will become president of LPL Retirement Partners on Jan. 1. He currently serves as executive vice president of LPL Retirement

  10. Articles

    The ghost of private placements past

    As the year comes to a close, it's evident that independent broker-dealers are racking up a bonanza from the sale of alternative investment products, namely nontraded REITs. Question is, have firms learned from past mistakes?

  11. White Papers

    Working Smarter: The Freedom and Control That Come From Owning Your Own Practice - InvestmentNews

    If you want to get started with your independent financial adviser practice, or simply brush up on what it takes, read this introductory guide to start preparing yourself for owning your own practice.

  12. White Papers

    Working Smarter: The Freedom and Control That Come From Owning Your Own Practice

    If you want to get started with your independent financial advisor practice, or simply brush up on what it takes, read our introductory guide to start preparing yourself for owning your own practice.

  13. White Papers

    RIA solutions: Integrated custody, clearing and broker-dealer services - InvestmentNews

    A new white paper from LPL Financial on the reasons today's successful RIAs look to LPL as their single source for comprehensive advisor solutions in an increasingly complex business environment.

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Jul 22 07:41AM
How to Build Your Own Annuity http://t.co/sJ1zHlx20a
Jul 22 07:39AM
Breakfast with Benjamin: Global consumer confidence soars http://t.co/iUV0BtLWsW

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