Securities Industry And Financial Markets Association (SIFMA)

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  1. Articles

    SIFMA invokes fear of cyberterrorists in plea to fold CARDS

    Major Wall Street interest group cites cost, regulatory creep and impact on civil liberties in attack on Finra's data-gathering proposal.

  2. Articles

    SEC keeps fiduciary promises vague for 2015

    Agency's annual report reveals higher percentage of adviser exams, and priorities for next year.

  1. Articles

    Finra expected to adopt CARDS despite vocal industry resistance

    Opponents like SIFMA and FSI remain wary of the potential costs, customer data security, but Finra asserts that CARDS will help investors.

  2. Articles

    SIFMA plans to step up opposition to DOL fiduciary-duty rule

    Wall Street resistance has helped slow down a pending Department of Labor rule to strengthen standards for advisers to retirement plans. With a re-proposal slated for January, the Securities Industry and Financial Markets Association is urging more of its firms to contact Congress to oppose the ...

  3. Articles

    Who's spending what on political candidates?

    With Senate control at stake in tomorrow's election, interest groups representing the brokerage and insurance industries are spending substantially more than financial adviser groups, and are adding to their lead.

  4. Articles

    New inflation data could drive the Fed into hawkish mode

    On the Breakfast with Benjamin menu: Inflation data could turn doves into hawks. Plus: Oil could get a lot pricier in a hurry, insider trading runs rampant and SIFMA cuts its economic outlook.

  5. Articles

    SIFMA's Gregg optimistic that default can be avoided

    The former Senator and Governor is optimistic that Washington can cut a deal

  6. Articles

    SIFMA tells SEC that fiduciary standard would cost a bundle

    A leading Wall Street trade organization told the Securities and Exchange Commission last week that raising investment advice standards for brokers would force individual firms to spend millions of dollars to upgrade their compliance systems.

  7. Articles

    SIFMA names high-profile politicians to top posts

    One of the leading financial industry trade organizations has hired two former lawmakers for its top executive positions, underscoring the increasing importance of the intersection between Wall Street and Washington.

  8. Articles

    Mass resignations taking place at SIFMA spin-off

    The main trade association for the securitization industry is in turmoil after most of the board resigned in a dispute with the group's executive director over governance and bonuses, according to six people with knowledge of the matter. The exodus at the American Securitization Forum puts the

  9. Articles

    Take two for Finra on advance-notice rule

    Plans to reissue a package of controversial membership rules regarding alerts on business changes

  10. Articles

    Banks may sue feds over the Volcker rule

    With Washington bureaucrats devising all sorts of ways to regulate Wall Street, it is no wonder that there are so many grumpy people at the industry's chief trade group, the Securities Industry and Financial Markets Association.

  11. Articles

    SIFMA wants SEC to move on fiduciary rule PDQ

    Association wants to eliminate uncertainty; Commission currently split along party lines

  12. Articles

    Bentsen may helm SIFMA permanently

    With Wall Street increasingly focused on Washington, the chief lobbyist at an influential financial services organization may extend his interim leadership into a permanent stay.

  13. Articles

    Ryan departs SIFMA to return to JPMorgan Chase

    The chief executive of one of the most influential Wall Street lobbying organizations is departing next month to return to the financial firm that he left to head the group nearly five years ago.T. Timothy Ryan Jr., president and chief executive of the Securities Industry and Financial Markets