TD Ameritrade Institutional
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Advisers hope GOP Senate will be good for Washington productivity
Investment advisers optimistic that Republican takeover of the Senate will create a better political atmosphere.
SEC penalizes 13 firms for improper sales of Puerto Rican bonds
The SEC cracks down on financial firms, including Schwab, J.P. Morgan Securities, Lebenthal, Oppenheimer, TD Ameritrade, UBS and Wedbush for selling risky debt beneath the minimum allotment of $100,000 for a single transaction.
A call to arms for advisers to champion the fiduciary standard
Long-time fee-only advisers fear loss of a competitive edge as brokers blur the lines in the advice industry.
TD Ameritrade takes DIY approach to 'robo' trend
Custodian will not develop its own automated investing platform but will help advisers direct assets to digital providers.
TD Ameritrade swims upmarket
United Capital's chief executive, Joe Duran, admits that three years ago, he would not have considered putting any of his millionaire clients' money with TD Ameritrade Institutional.
TD Ameritrade launches package of retirement plan services for RIAs
Program bundles 401(k) plan services, record keeping and third-party administration for advisers of plan sponsors.
TD bets on wealthy clients to drive parent's profits
Toronto-Dominion Bank is ramping up its U.S. asset management business while doubling the number of financial advisers for wealthy American clients in a bid to accelerate profit.
2Q a mixed bag for big firms
The second quarter was a mixed bag for three financial services industry giants that posted earnings last week. Fighting bond market head winds, Raymond James Financial Inc. posted modest profit gains for its fiscal third quarter ended June 30, just missing analyst estimates. Net revenue of $1.11
TD Institutional rolls out logo for approved providers
While many of us — in our consumer lives, anyway — find ourselves pretty logo-saturated, the same cannot be said for the typical adviser's professional life.
TD Ameritrade beats earnings estimate
Shares of TD Ameritrade Holding Corp. jumped more than 5% today on better-than-expected quarterly financial results. The company's stock hit a high of $27.50 today before trading off. Company officials attributed the results to an improved trading environment in the individual investor business,
Say what? Advisers ask lawmakers for more regulation, fees
Investment Adviser Association, TD, Schwab hit Capitol Hill armed with odd message
Essential skills for advising couples - InvestmentNews
In this whitepaper, you will learn how to connect, collaborate with, and advise women in couples. You will discover key gender differences that affect your work with women and how to balance both his and her needs in a couple's meeting.
Fidelity heats up ETF battle, but some advisers grouse
Fido late last week substantially expanded its roster of commission-free ETFs. But some advisers are already criticizing the move. Jason Kephart reports.
Adviser tweets tell the tale of interest in market and industry news
Some interesting new financial- adviser-specific data are coming out of Twitter by way of Texas Tech University. It isn't about tweets, but research based on analyzing all those tweets.
Overlooking security holes puts clients at risk
Financial advisers are overlooking potentially huge holes in their data security.