UBS Wealth Management
Watch breaking news videos and read news updates about UBS Wealth Management on investmentnews.com
UBS Puerto Rico faces 'Whopper' of a problem over muni bond funds
The woes stemming from UBS AG's unit in Puerto Rico over the sale of local, closed-end municipal bond funds have landed squarely in the lap of UBS brokers and financial advisers in the island commonwealth.
UBS recruits three more teams from Merrill in SoCal
UBS announced Friday that it added three teams to its Newport Beach, Calif., complex who managed $1.63 billion in client assets at Merrill. The advisers' production was not disclosed.
Judge dismisses SEC complaint involving UBS Puerto Rico bonds
In a win for UBS Financial Services Inc., an SEC administrative judge dismissed allegations that two leading executives in Puerto Rico committed fraud in 2008 and 2009.
UBS hires upstate New York father-son adviser team managing $144M
UBS hires father-son adviser team managing $144M from rival wirehouse Morgan Stanley Wealth Management.
Wealthy investors changing definition of age and retirement: Study
Affluent investors embrace a broader definition of youth, changing their retirement needs
Two teams join Wells from rivals
Wells Fargo Advisors LLC has landed two teams of financial advisers managing nearly half a billion dollars in assets, a spokeswoman for the firm said last Monday. Scott Dickerson, Darrell Jones and John Phillips joined the Wells Fargo Advisors branch in Salt Lake City from UBS Wealth Management
UBS biggest wealth firm, study finds
UBS AG, which is shrinking its investment banking business, overtook Bank of America Corp. to top a ranking of the world's biggest wealth managers compiled by Scorpio Partnership.
An adviser's adviser invigorates UBS
Robert Mulholland has breathed new life into the adviser ranks of UBS since the wirehouse's low point in 2009. It hasn't been easy. | How does UBS rate with customers?
Wirehouses rethink age-old models
Changes come as Treasuries and other investment-grade fixed-income instruments are yielding near-record lows
Lost his marbles? Police say UBS adviser shot out 70 windows with slingshot and aggies
But according to police in Beverly Hills, one adviser may not fully grasp this concept. They claim the UBS broker has shot out 70 office windows in the area using a slingshot filled with marbles.
Team of three generations of advisers leaves MSSB for UBS
William Bruen Sr., William Bruen Jr., and Andrew Bruen, a three-generation team of financial advisers managing over $500 million in assets, left Morgan Stanley Smith Barney LLC for UBS Wealth Management last week
Latest UBS move seen as sign wealth management isn't for sale
Bank wouldn't undertake centralization of investment, research functions if Americas unit were on the block, consultant surmises
McCann the top-paid exec at UBS
UBS Wealth Management records another solid quarter under ex-Merrill big — but compensation's a hot topic right now for the bank's shareholders
Old home week as ex-Merrill execs join McCann on UBS super committee
UBS AG Americas Chief Executive Officer Robert McCann named three former Merrill Lynch & Co. colleagues to help reverse a three-year slide in the Swiss bank's U.S. market share. Michael Stewart, Robert Mulholland and Brian Hull, who already work for Zurich-based UBS, will join a six-member
UBS sues two ex-advisers claiming they took customer data to Wells Fargo
Named as defendants in the lawsuit filed Wednesday by UBS Financial Services Inc. are David Kinnear and Kathleen Bakas.
- Facebook's five-star ratings: The end of business pages for advisers?
- Pimco's El-Erian to step in to shore up $3B multi-asset fund
- Rebound in gold suits big guns Paulson, Soros
- New 3.8% surtax means new tax strategies for business owners
- Mountain of money in nontraded REITs continues to hold Wall Street's attention
Explore your opportunities and be informed for your next move.
Blaine Aikin CEO, fi360
Timothy Welsh, CFP President and Founder, Nexus Strategy, LLC
Justin Wisz Co-Founder & CEO, Vestorly