Wells Fargo & Co.
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Wells Fargo Advisors' head Mary Mack fills out her cabinet
Bob Vorlop and Joe Nadreau have been tapped to fill new executive roles focused on expanding the firm's technology platform and products
Wells Fargo adds Morgan Stanley advisers with $500 million
Wells Fargo Advisors has added three financial advisers who among them managed nearly $500 million in client assets at Morgan Stanley.
Wirehouses sweeten succession deals for retiring advisers
Wirehouse firms are revamping their succession programs with higher payouts and lower barriers to entry for advisers who are preparing to retire. The efforts are aimed at competing with independent firms that hold a reputation for the highest payouts.
Ex-Wells Fargo adviser wins nearly $1 million in promissory note quarrel
Wells Fargo sought $76,152 from a former broker, but in the end was ordered to pay the adviser more than 10 times that amount .
Mary Mack launches opening salvo as head of Wells Fargo Advisors
The newly appointed head of the wirehouse is reorganizing the firm's top brass.
UBS sees recruitment pay off in the fourth quarter
With a year-end windfall of veteran advisers, the firm topped off a year of big gains. Check out how UBS stacks up against the other wirehouses.
Wells Fargo to repurchase $94M in securities from family clients
A Finra arbitration panel has ordered the firm to buy back funds recommended by an adviser
Big banks feel the heat from religious investor groups
Friday's breakfast is served: Big banks feel the heat from religious investor groups; Deutsche Bank settles with Finra; the housing recovery's recovery and Jamie Dimon's wacky holiday card
RBC hires advisers with $1B from Morgan Stanley
Advisers' production in '12 was $5 million; team includes three client associates.
Two teams join Wells from rivals
Wells Fargo Advisors LLC has landed two teams of financial advisers managing nearly half a billion dollars in assets, a spokeswoman for the firm said last Monday. Scott Dickerson, Darrell Jones and John Phillips joined the Wells Fargo Advisors branch in Salt Lake City from UBS Wealth Management
Ludeman retiring at year-end
Danny Ludeman, longtime chief of Wells Fargo Advisors LLC, is retiring at year-end, the company said last Friday.
TD bets on wealthy clients to drive parent's profits
Toronto-Dominion Bank is ramping up its U.S. asset management business while doubling the number of financial advisers for wealthy American clients in a bid to accelerate profit.
UBS biggest wealth firm, study finds
UBS AG, which is shrinking its investment banking business, overtook Bank of America Corp. to top a ranking of the world's biggest wealth managers compiled by Scorpio Partnership.
B-Ds pay $5.25M to settle charges
Wells Fargo Advisors LLC has been ordered by the Financial Industry Regulatory Authority Inc. to pay $3.25 million and Bank of America to pay $2 million for selling unsuitable mutual funds of floating-rate bank loans during the credit crisis.
Wells thwarted in raiding claim
An arbitration panel's recent decision to deny Wells Fargo Advisors LLC's $30 million raiding claim against crosstown rival Stifel Nicolaus & Co. Inc. is just the tip of the iceberg in a six-year battle over advisers.
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February 27, 2014