Wells Fargo & Co.

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    Wells Fargo Advisors chief: Clients expect a more digital experience

    Clients are looking for a more digital experience in an increasingly digital world, but the advice industry hasn't kept pace with the times, according to Mary Mack, president and head of Wells Fargo Advisors.

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    Retirement specialists have outsized influence in adviser-sold DC market

    Plan sponsors have turned to experts as they've recognized the full scope of their responsibility with respect to DC plans.

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    LPL and Wells Fargo's bold calls predict as much as 9% return on stocks this year

    In the face of a spike in market volatility, the two firms are doubling down on surprisingly bullish predictions that the S&P 500 will close out the year notably higher than where it started.

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    Wirehouse metrics reflect different strategies

    Newly compiled InvestmentNews research shows how the nation's biggest brokerages rank across four key metrics.

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    Massachusetts' Galvin to investigate alternative fund sales by advisers

    Sales of 25 top 'liquid alts' mutual funds will come under greater scrutiny from the state regulator.

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    Wells Fargo faces major test of broker liability for selling F-Squared

    A 68-year-old widower claims wirehouse did insufficient due diligence on the troubled money manager.

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    Home office investment performance beats advisers': study

    Cerulli study suggests quantitative manager selection and staying invested during downturns helps home offices outperform advisers.

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    Attrition and breakaways have shrunk head counts at wirehouses

    Attrition and breakaways have shrunk head counts at wirehouses, threatening the big four firms as they look to keep pace. (Plus: Our full Spotlight on Wirehouses special report)

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    Finra bars Wells Fargo broker who ran Miami nightclub

    Aaron Parthemer, left, a Wells Fargo adviser for a number of NFL and NBA players, allegedly ran a hip hop dance club in South Beach without telling his employer.

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    Wirehouses still attracting adviser talent

    Despite increasing options in the independent space, majority of adviser moves are still among the big four.

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    Nuveen Investments rethinks ETFs after pioneering, then abandoning, them

    After shutting its exchange-traded fund unit in 2002, Nuveen comes back to the table with a new plan.

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    In target date funds, performance starts to trump risk management as assets balloon

    Some strategies stay aggressive right up to target date while others dial down risk; each group has its reasons

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    The hazards of securities-based lending as a source of retirement income

    Securities-based lending is emerging as a possible way to fund short-term expenses in retirement, but experts warn that advisers ought to use abundant caution when working with this strategy. Securities-based lending allows clients to tap a line of credit by pledging a portfolio of assets in a

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    Wells Fargo sees results from financial planning

    Wells Fargo Advisors capped off 2014 with relatively strong numbers, as fourth-quarter earnings at its wealth division were up 5% year over year, despite costly investments in technology and higher broker commissions.

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    Wells Fargo fined $1.5 million for AML failures

    The wirehouse failed to comply with anti-money-laundering requirements by not properly vetting some 220,000 new client accounts over a nine-year period, Finra charged.