Wells Fargo & Co.

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  1. Articles

    Wells Fargo Advisors' head Mary Mack fills out her cabinet

    Bob Vorlop and Joe Nadreau have been tapped to fill new executive roles focused on expanding the firm's technology platform and products

  2. Articles

    Wells Fargo adds Morgan Stanley advisers with $500 million

    Wells Fargo Advisors has added three financial advisers who among them managed nearly $500 million in client assets at Morgan Stanley.

  1. Articles

    Wirehouses sweeten succession deals for retiring advisers

    Wirehouse firms are revamping their succession programs with higher payouts and lower barriers to entry for advisers who are preparing to retire. The efforts are aimed at competing with independent firms that hold a reputation for the highest payouts.

  2. Articles

    Ex-Wells Fargo adviser wins nearly $1 million in promissory note quarrel

    Wells Fargo sought $76,152 from a former broker, but in the end was ordered to pay the adviser more than 10 times that amount .

  3. Articles

    Mary Mack launches opening salvo as head of Wells Fargo Advisors

    The newly appointed head of the wirehouse is reorganizing the firm's top brass.

  4. Articles

    UBS sees recruitment pay off in the fourth quarter

    With a year-end windfall of veteran advisers, the firm topped off a year of big gains. Check out how UBS stacks up against the other wirehouses.

  5. Articles

    Wells Fargo to repurchase $94M in securities from family clients

    A Finra arbitration panel has ordered the firm to buy back funds recommended by an adviser

  6. Articles

    Big banks feel the heat from religious investor groups

    Friday's breakfast is served: Big banks feel the heat from religious investor groups; Deutsche Bank settles with Finra; the housing recovery's recovery and Jamie Dimon's wacky holiday card

  7. Articles

    RBC hires advisers with $1B from Morgan Stanley

    Advisers' production in '12 was $5 million; team includes three client associates.

  8. Articles

    Two teams join Wells from rivals

    Wells Fargo Advisors LLC has landed two teams of financial advisers managing nearly half a billion dollars in assets, a spokeswoman for the firm said last Monday. Scott Dickerson, Darrell Jones and John Phillips joined the Wells Fargo Advisors branch in Salt Lake City from UBS Wealth Management

  9. Articles

    Ludeman retiring at year-end

    Danny Ludeman, longtime chief of Wells Fargo Advisors LLC, is retiring at year-end, the company said last Friday.

  10. Articles

    TD bets on wealthy clients to drive parent's profits

    Toronto-Dominion Bank is ramping up its U.S. asset management business while doubling the number of financial advisers for wealthy American clients in a bid to accelerate profit.

  11. Articles

    UBS biggest wealth firm, study finds

    UBS AG, which is shrinking its investment banking business, overtook Bank of America Corp. to top a ranking of the world's biggest wealth managers compiled by Scorpio Partnership.

  12. Articles

    B-Ds pay $5.25M to settle charges

    Wells Fargo Advisors LLC has been ordered by the Financial Industry Regulatory Authority Inc. to pay $3.25 million and Bank of America to pay $2 million for selling unsuitable mutual funds of floating-rate bank loans during the credit crisis.

  13. Articles

    Wells thwarted in raiding claim

    An arbitration panel's recent decision to deny Wells Fargo Advisors LLC's $30 million raiding claim against crosstown rival Stifel Nicolaus & Co. Inc. is just the tip of the iceberg in a six-year battle over advisers.

  @IN Wire

Mar 07 10:29PM
10 professions that need the most coffee to survive - I Love Coffee http://t.co/3XfZW17f0c
Mar 07 10:00PM
"J.P. Morgan Securities goes on recruiting offensive" http://t.co/Ag4rX0oR04 good read

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