Custodians

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  1. Articles

    Krawcheck: Wirehouses undaunted by RIA growth

    Former brokerage executive Sallie Krawcheck downplayed the rise of wirehouse breakaways, telling a conference of advisers that wirehouses have more important things to worry about.

  2. Articles

    Service firms race to help advisers create digital platforms

    Custodians and rollups are in a mad dash to develop automated ways for advisers to make serving younger or less-wealthy clients profitable.

  1. Articles

    Fidelity Institutional weighs own robo offering

    Months after teaming with Betterment, Fidelity has added LearnVest to its platform, and may even one day launch its own automated advice platform.

  2. Articles

    Ex-Schwab broker barred for alleged theft of $1 million in office supplies

    Former rep purchased office equipment through the firm's order system without authorization, then sold them to individuals, Finra alleged.

  3. Articles

    Fidelity, Pershing, Schwab join suspension of Schorsch REITs

    The clearing and custody giants have followed B-Ds by suspending sales of nontraded REITs controlled by Nicholas Schorsch, presenting another potential blow to the real estate czar's business.

  4. Articles

    JPMorgan unwinds B-D clearing biz

    Fidelity Investments stands to reap the benefits as JPMorgan Chase & Co. unwinds its legacy Bear Stearns broker-dealer services clearing and custody unit.JPMorgan said it had chosen Fidelity's National Financial Services unit as the “preferred clearing provider” for its broker-dealer customers and

  5. Articles

    Focus Financial teams up with top Chicago RIA

    Rudy Adolf's firm has completed 23 RIA and broker lift-out transactions this year.

  6. Articles

    Rival Fidelity shows up uninvited at Schwab Impact

    Fidelity takes an opportunity to steal some of Charles Schwab's spotlight during the Impact conference, bombarding attendees with its own marketing assault.

  7. Articles

    Schwab sues ex-advisers, RIA over “conspiracy”

    Firm accuses Tampa, Fla.-based Camelot Wealth Management, formed earlier this year by a former branch manager, of unlawful practices in hiring two former Schwab advisers.

  8. Articles

    Pershing playing catch-up with competitors as custodian considers offering commission-free ETFs

    Platforms, popular with RIAs, post tremendous growth for firms, fund managers.

  9. Articles

    Pershing “actively” considers launching commission-free ETF platform

    Custodian considering jumping on bandwagon popular with RIAs as other platforms grow big.

  10. Articles

    TD Ameritrade's Veo dashboard gets boost from big data

    Firm looks to capitalize on adviser growth with tech upgrades, but no new robo-adviser in the offing.

  11. Articles

    Charles Schwab to launch free 'robo'-adviser next quarter

    Launching its own online advice platform, Charles Schwab is aiming to make low-cost, web-based advice even cheaper, but some industry watchers say it could rankle advisers who keep assets with the custodian.

  12. Articles

    How should custodian technology influence you?

    Picking the right custodian requires analysis of more than just how a custodian executes trades; you must consider reputation, service, pricing, accuracy, etc.

  13. Articles

    Schwab signs Morningstar to provide equity research, ratings

    Deal will give advisers access to sector reports and pick lists, as well as daily, weekly and quarterly outlook reports.