Registered Investment Advisers (RIA)
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Earnings season shapes up as the next test for the markets
Monday's Breakfast with Benjamin menu: How will the market handle 3Q earnings? Plus: Bracing for an oil-price war, trouble beneath the surface of lower gas prices, a rare hawkish nod from the Fed, and advisers get high marks from clients.
Could this app get your spending under control?
Study finds that users spent 15.7% less when tracking dollars with a mobile app.
Wood Investment Counsel, Obermeyer merger makes a mountain of an RIA
The merger of two prominent Colorado advisory firms has earned them the top spot in wealth management in the state.The combination of Wood Investment Counsel of Denver and Obermeyer Asset Management of Aspen will manages $1.7 billion assets — beating out Weatherstone Capital Management of Denver,
Snowden quietly reaches $1B AUM milestone
As firm picks up $400 million UBS team, execs say it is fully capitalized and on its way to around 100 advisers in its partnership.
Market risk is ignored by invincible investors
Breakfast with Benjamin: A real risk thanks to the bull market: investors' sense of invincibility, plus El-Erian dishes on Pimco, second-guessing Calpers, and more.
Distinguishing financial planner from investment adviser
Monday's Breakfast with Benjamin Distinguishing financial planner from investment adviser. Plus: Gold looks tarnished, the Russell 2000 heads into 'death cross' territory, buying stocks in a buyback cycle, bank stocks in a rising-rate market, and another tax penalty, courtesy of Obamacare
Looking for middle ground in a fiduciary solution
Problems with one standard for brokers and advisers are voiced at a fiduciary summit.
Advisers struggle to make acquisitions work
In the wake of acquisitions, only about 25% of advisers were “very satisfied” with buying another adviser's book of business, according to a new survey.
How much is an RIA acquisition really worth?
Strong growth and future prospects are just two things that make an RIA acquisition candidate more valuable.
RIA industry still waiting for perfect storm to drive M&A activity
Markets are up and acquirers are on the prowl, but industry consolidation isn't spiking, says Schwab.
Is this your resume? Call Ric Edelman.
Find out what the adviser behind one the largest independent wealth firms is seeking out of a manager.
The Fed should raise rates, but it won't
Breakfast with Benjamin: The Fed should raise rates but... Plus: Financial advisers turn to options investing; the French government calls it quits; the SEC goes after asset-backed bonds; another Obamacare surprise; and what is really the most important meal of the day
BofA settlement comes back to bite homeowners
On today's Breakfast with Benjamin menu: BofA settlement bites homeowners. Plus: Warren Buffett feels compliance pain; a mortgage shop tries financial advice; fewer stocks participating in the bull market run; and stocks that could benefit from the ALS ice-bucket challenge.
Hedge funds jumping into Puerto Rico muni bonds
Today's Breakfast with Benjamin on hedge funds owning $16 billion in Puerto Rican muni bond debt, the scary similarities between advisers and psychics, why deep-water drilling looks like a bargain, and more.
Custodians ranked by number of RIA custody clients
FirmAddressCity, State ZipPhoneWebsiteHead of RIA custody business2014 # of clients% change vs. 20132014 assets under custody% changeMinimum assets of advisersSchwab Advisor Services211 Main St.San Francisco, CA 94105(877) 687-4085www.advisorservices.schwab.com Bernie Clark (executive vice ...