1. All
  2. Articles

Watch breaking news videos and read news updates about Wirehouses on investmentnews.com

  1. Articles

    Wirehouse advisers pile into euro-stock ETFs

    Currency-hedging ETF strategies are a no-brainer: Merrill Lynch portfolio manager

  2. Articles

    Morgan Stanley reaps benefit of comp changes in Q1 earnings

    A decline in compensation expenses in the first quarter helped the wirehouse hit its 22% profit margin target three quarters ahead of schedule. (Don't miss: The 6 highest-paid B-D executives)

  1. Articles

    Merrill seeks to be leader on fiduciary

    John Thiel's outspoken support of a best-interest standard and the Labor Department's effort puts pressure on peers. (See also: DOL proposes controversial fiduciary rule)

  2. Articles

    Merrill Lynch's John Thiel urges colleagues to work with DOL on fiduciary rule

    At least one major industry player is taking a more welcoming stance toward working with the Labor Department as it seeks to create a rule that would hold brokers to a fiduciary standard when dealing with retirement plans.

  3. Articles

    Wirehouses still attracting adviser talent

    Despite increasing options in the independent space, majority of adviser moves are still among the big four.

  4. Articles

    Brokerage executives enjoying steadily increasing payouts

    As markets thrive and wealth management becomes a focus at major firms, brokerage execs like Morgan Stanley's Greg Fleming enjoy bigger paydays.

  5. Articles

    Fired $1.3B Merrill broker speaks out

    A 33-year veteran,Thomas Buck won't fight the wirehouse's allegations and is looking to move on after his sudden, unexpected termination

  6. Articles

    NFL star Dwight Freeney sues BofA, adviser for $20 million

    Dwight Freeney accuses the firm and adviser Michael Bock of leading him into a massive scam. (Plus: 7 athletes who say they were duped by advisers)

  7. Articles

    Exclusive: Morgan Stanley plans to sell adviser data to fund companies

    ETF managers may look to broker-dealers to 'lower the veil' covering advisers.

  8. Articles

    Merrill fined $2.5 million for supervision violations in Massachusetts

    Training session did not include discussion of fiduciary requirements when commission-based assets are moved to fee-based accounts

  9. Articles

    Morgan Stanley shuffles leadership in wealth unit

    Co-head of global capital markets, Raj Dhanda, to lead investment products and services.

  10. Articles

    Investors see few benefits of lower fees in adviser-sold investments

    Managed accounts sold by advisers deflect trend toward lower-fee money management as brokers work to maintain profits: Cerulli.

  11. Articles

    SIFMA claims White House figures on DOL rule flawed

    A new paper by the organization concludes $17 billion estimate of lost retirement savings not substantiated.

  12. Articles

    Finra raps UBS, Vanguard with fines totaling $850,000

    Firms failed to disclose some brokers' bankruptcies and other issues to regulators.

  13. Articles

    Morgan Stanley suppresses 'Hunger Games' video

    Charges InvestmentNews violated copyright laws by posting it on its website